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Is There an American Empire?
by Michael
Walzer
The war
in Iraq has given new urgency to the debate about "American
imperialism." In fact, there hasn't been anywhere near enough of a
debate; the term is used routinely by critics of the war and
routinely rejected by its supporters-though some of the supporters
seem to believe if not in imperialism exactly, then certainly in
empire. So, is Washington the new Rome? Is there an American Empire?
Was Iraq an imperialist war? It seems to me that we need a better
understanding of America's role in the world than this old
terminology provides. Criticizing the uses of American power is now
a central political task, so we had better recognize what is going
on before our eyes.
Still, the easiest answer to my questions
is, "Of course!" Hasn't the United States played the major role in
constructing a global market? Don't we control its regulatory
agencies-the World Bank, the International Monetary Fund, the World
Trade Organization? Aren't most countries around the world open to
the profit-seeking of American corporations and entrepreneurs? But
empire is a form of political domination, and it's not at all clear
that market dominance and the extraction of profits require
political domination. Perhaps they did in an earlier age-so the
history of European empires and of the United States in Central
America suggests. But the central claim of free marketeers today is
that political domination isn't necessary, and this claim has been
endorsed from the left by Michael Hardt and Antonio Negri in their
opaque but highly popular book Empire: "The guarantee that Empire
offers to globalized capital does not involve a micropolitical
and/or microadministrative management of populations. The apparatus
of command has no access to the local spaces and the determinate
temporal sequences of life where the administration functions; it
does not manage to put its hands on the singularities and their
activity." This is better understood in translation: "Empire" today
does not mean anything like what we have always meant by empire. It
occupies no lands; it has no center (not even in Washington); it
doesn't depend on tightly controlled satellite governments; it is a
postmodern entity.
Hardt and Negri's argument might be read
as a (before the fact) response to people who claim that the Iraq
War was a "war for oil." In reality, as the left has been saying for
some time now, the control of natural resources does not require
"access to local spaces" or the "microadministration" of territories
and populations; it does not require colonies or satellites. The
market operates to allow richer states to acquire and use the
resources of poorer states-not independently of politics but without
reliance on political domination. If it didn't do that, we would be
much less critical of the market than we are.
Some
contemporary Marxists argue that what we have today is "an informal
imperialism of free trade (or an imperialism without colonies)." But
this argument entails, as John Bellamy Foster makes clear in the May
Monthly Review, a virtual identification of imperialism with
capitalism: imperial power is simply "a manifestation of capitalist
development in all its complexity . . ." Its political forms are
only of "secondary" importance. That can't be right. If imperialism
is nothing more than capitalism manifest and unfolded, if it has no
independent and specifically political significance, then it isn't a
useful term in political analysis. It can serve, of course, as a
term of denunciation, but not of enlightenment. I shall assume that
imperialism is a system of political rule-not necessarily direct
rule, but rule in some strong sense: an imperial power gets what it
wants from the governments it creates, or supports, or patronizes.
Is the
United States politically dominant in this sense? We are militarily
powerful, overwhelmingly so. The British navy at the height of the
British Empire never came close to the firepower of the U.S. air
force today; nor could it deliver that firepower as quickly or
effectively around the world. It isn't clear, however, that
firepower makes for imperial rule; even its more simple translation
into regional alliances or local collaboration is problematic these
days. Remember the old saying that you can do many things with a
sword, but you can't sit on it. Modern military technology is no
more comfortable. Despite the investment we have made in the most
advanced weapons, the United States sometimes looks remarkably weak
in the international arena, incapable of winning support for, let
alone enforcing, our political policies-unless we go to war, which
we can't do every time we are defied. This weakness was dramatically
displayed in two events that took place just before the war with
Iraq: first, the South Korean government refused to cooperate with
U.S. policy toward North Korea; and then the Turkish government
refused to open the way for an invasion of Iraq from its territory.
Both of these were newly elected governments, chosen through the
democratic procedures to which the United States is publicly
committed, and we had no way to bend them to our will.
Equally noteworthy was the international opposition to the
Iraq War. How can there be a global American Empire if it is also
true, as we were rightly told in the left press, that the whole
world was against us? It wasn't only the people in the streets who
were against us, but most of the world's governments, including
governments that are our clients and allies, provinces of our
putative empire. If less than two years after 9/11, on the eve of a
major war, we could not count on such states as Mexico and
Chile-well, what kind of an empire is that? As I write today, the
prospects of the United States imposing a regime of its choosing on
Iraq don't look terribly good, and this after decisively winning an
"imperialist" war!
"Empire" needs extensive qualification if
it is to describe anything like what exists, or what is possible, in
the world today. (Hence the appeal of terms such as Michael
Ignatieff's "empire lite.") But perhaps there is a better way of
thinking about contemporary global politics, drawing on the related
idea of "hegemony." In common use today, "hegemonic" is simply a
less vivid way of saying "imperialist," but it really points to
something different: a looser form of rule, less authoritarian than
empire is or was, more dependent on the agreement of others.
Consider these words from Antonio Gramsci, the foremost theorist of
hegemony-who wrote, however, in the context of domestic political
struggles: "The fact of hegemony presupposes that one takes into
account the interests and tendencies of the groups over which
hegemony will be exercised, and it also presupposes a certain
equilibrium, that is to say that the hegemonic groups will make some
sacrifices of a corporate nature."* Hegemony rests in part on force,
but it rests also, even more so, on ideas and ideologies. If a
ruling class has to rely on force alone, it has reached a point of
crisis in its rule. If it is to avoid that crisis, it has to be
prepared for compromise.
Exactly how this works in the
international arena, how close a hegemonic state is to a ruling
class: all this still has to be worked out. I don't have a theory,
only the beginning of an argument. Nor do I mean to suggest that
America's current rulers accept the need for "sacrifices of a
corporate nature," even when they actually make them (as they did
with the Turks). George W. Bush's unilateralism is a bid for
hegemony without compromise; perhaps he sees America playing an
imperial-perhaps also a messianic-role in the world. But
unilateralism is not, so to speak, the natural mode of American
power; since World War II we have played a major role in shaping
international organizations; we have negotiated alliances; and we
have generally been willing to consult with our allies in responding
to critical events, such as the Iraqi invasion of Kuwait, and in
dealing with dangerous political or environmental tendencies, such
as nuclear proliferation and global warming. The wish to act alone
is new. Perhaps it has something to do with 9/11 and the fear of
future terrorist attacks. But fear is a better explanation of Bush's
political strength among the American people than it is of the
policies he is pursuing. Unilateralism predates 9/11; it is the
product of arrogance and ideological zeal, perhaps also of a certain
recklessness; it reflects a view of American power as inaccurate as
that held by many of Bush's critics. In the contemporary world,
imperial rule is an exercise in futility-but a dangerous exercise
nonetheless.
It is
futile for three reasons: first, Americans don't have the capacity
or, I suspect, the stomach for imperialism. We are radically unready
to pay the economic costs of empire-and empire is expensive: there
are profits for corporations like Bechtel and Halliburton, but only
burdens for American taxpayers, who won't be willing to bear them.
Nor will American mothers and fathers be willing to bear the costs
in blood. We don't have an imperial army, made up of "natives" and
mercenaries. We have never created an imperial civil service; we
don't even learn the languages or customs of the countries we mean
to rule. The American failure to impose law and order across
Afghanistan, the deals the Pentagon made with local warlords, our
government's refusal to invest in state building outside of
Kabul-all this points, not toward the stability of imperial rule but
toward the characteristic looseness of hegemony and, in the Afghan
case, not a particularly honorable version of this looseness:
hegemony without responsibility.
Second, our public
commitment to democracy makes imperial rule very hard to justify and
equally hard to manage. Even when that commitment is obviously
hypocritical (for many years we supported non-democratic governments
in countries such as South Korea and Turkey), we do tend, over time,
to encourage or enable or at least bear with democratic
transformations. At the height of the cold war, indeed, we refused
to bear with (more or less) democratically elected governments in
Iran, Guatemala, and Chile. And possibly we will refuse in the
future, in countries such as Egypt, say, where it is radical
Islamists, not "communists," who threaten to win elections. But it
isn't easy for us to do that; it produces a kind of legitimacy
crisis for American power-another feature of hegemonic but not
imperial rule.
And third, under conditions of actual
hegemony, many governments are capable of opposing the policies of
the hegemonic power. And then the hegemon will, if it is wise,
negotiate and compromise. In the world today, any imperialist
project would encounter such strong opposition from both large and
small states, and so strong a sense among people everywhere that
this opposition was legitimate (see the article by Suzanne Nossel in
the Summer 2003 Dissent) that the project is certain to fail.
When Rudyard Kipling called empire "the White Man's burden,"
he was stating, in the ideological idiom of his time, a simple fact:
power brings responsibility with it. But the burdens of hegemony
can't be borne alone; they have to be shared. A rationally governed
hegemonic power doesn't act unilaterally to repel aggression or stop
massacres or take on the (very difficult) work of nation building;
it marshals coalitions. These will be coalitions of the willing,
obviously, but the willingness has to be won by consultation,
persuasion, and compromise. In recent years, our government has
sought to avoid any serious version of these three necessary
processes, as if its leaders want to manage the world all by
themselves. That ambition is probably a better explanation of the
Iraq War than any provided by the theory of imperialism. But
America's leaders can't manage the world. In the aftermath of what
has turned out to be a very incomplete victory in the war against
Saddam, they obviously need help managing a single country. As I
write, they are looking for help, but still without committing
themselves to consultation, persuasion, and compromise. It is hard
to gauge the learning curve of the Bush administration. But it will
learn sooner or later that hegemony, unlike empire, rests on
consent.
What
kind of left politics follows from this understanding of American
power? We need a long response to this question, and right now I
have only a short one. In Britain, in the late nineteenth and early
twentieth centuries, leftists were "little Englanders," that is,
they advocated independence for the colonies. The United States is
already committed to independence-even Bush & Co. are against
"microadministration"!-and also, rhetorically, at least, to
democracy. One thing the left can do is to insist that this
commitment be honored not only in words but also in performance,
even when the performance compromises hegemonic power. Is the United
States prepared, for example, to help create a government in Iraq
capable of saying no to its American patron, the way the Turks did?
(I don't mean that we have to work for a Shiite theocracy.) How many
"interests and tendencies" contrary to its own is our government
ready to acknowledge and accommodate for the sake of global
stability? What sort of "equilibrium," with what other groups, is it
willing to accept? V. I. Lenin once wrote that "the task of the
intelligentsia is to make special leaders from among the
intelligentsia unnecessary." He didn't mean it, but the idea is
useful. The task of a democratic hegemon is to make its own role
less central, the exercise of power more and more
consensual.
This will never be the chosen task of the people
currently in power in Washington. Even the minimal goal of a better
equilibrium, a more compromised hegemony, a more effective defense
of democratic government, can only be achieved through oppositionist
politics. Opposition will have to come first from inside the United
States: American liberals and leftists should be advocates of
self-limitation, which would be the real meaning of signing on to
(and then upholding) instruments such as the Anti-Ballistic Missile
treaty, or the Kyoto accords, or the International Criminal
Court-and also of accepting greater mutuality in world trade and
opening our doors to third world imports. All these involve
qualifications of hegemony, the acceptance of universal rules,
equally applied, and hence they constitute "sacrifices of a
corporate nature." As Gramsci suggests, however, these sacrifices
don't eliminate hegemonic power; they modify it in ways useful to
humanity, but at the same time they represent a form of intelligent
maintenance. The Democratic Party should certainly be capable of
that much (though its leaders seem, right now, barely capable of
anything). But those of us who want more than this, who are worried
about and opposed to the rule of a single hegemon, need external
allies-first in the society of states and then in international
civil society.
So consider again Gramsci's idea of an
"equilibrium," whose international version might be an old-fashioned
balance of power between the hegemonic state and some set of rival
states. In the world today, however, given the actual imbalance of
power, it makes more sense to imagine equilibrium in the form of a
U.S.-European partnership. America needs a partner, or a number of
partners, who can say yes and no, who can act together with us
sometimes and independently at other times. But if such a
partnership is to be established and sustained, European states must
be prepared to take responsibility for the way things go in the
world. They must take on some of the work that the hegemon does (for
some of it, as I have already suggested, is necessary work). The
more responsibility they accept, the more the hegemon must negotiate
and compromise, the more the equilibrium will shift in the direction
of equality. Had Europe-this seems to me an easy example-dealt
forcefully and effectively with the crisis of the former Yugoslavia,
without involving the United States, America would be significantly
less hegemonic than it is in 2003.
Another
kind of oppositionist politics might arise within international
civil society. States are not the only actors in the world today.
Multinational corporations, which play a major part in the global
economy, are the central agencies of the decentered "Empire." They
are an unlikely source of opposition to hegemonic power, though they
might well set themselves against imperial recklessness. More
important for my purposes here are the new and proliferating NGOs,
nongovernmental organizations, which defend universal values or
collective interests and play a still-to-be-defined part in global
politics. Hardt and Negri deny the oppositionist potential of these
organizations, citing the role that human rights NGOs played in
Bosnia and Kosovo, where their "moral intervention [became] a
frontline force of imperial intervention." But this seems radically
wrong, given the moral necessity of the "imperial" intervention and
the great difficulty of fitting it into any coherent theory of
imperialism. Organizations such as Human Rights Watch or Amnesty
International can intervene not only at the margins of empire, but
also at its center-as they did in the case of the Soviet Union and
its satellites. Today, they can address themselves to human rights
within the United States itself.
But
because the global market is the primary ground of American
hegemony, we have to imagine NGOs that work through or against
regulatory agencies such as the WTO and aim to constrain the power
of capital-in exactly the way domestic social democracy did in the
nineteenth and twentieth centuries. Seattle 1999 was the barest
intimation of what that kind of political work might look like. We
don't yet know whether international civil society will provide
space and opportunity not only for human rights and environmentalist
groups and other single issue organizations, but also for global
movements with large redistributive ambitions. Here Hardt and Negri
are more optimistic than I am, but this question-is a cross-border
social democracy possible?-is surely the crucial question about the
future of hegemonic power.
Meanwhile, though, when we look
for a new equilibrium in the society of states or for new social
movements in international civil society, we need to understand that
we are not organizing a revolt of the imperial provinces. We need to
construct a different kind of politics, adapted to the real power
but also to the characteristic looseness of hegemonic rule. Writing
in the Summer 2002 World Policy Journal, Martin Walker described
this looseness under the rubric of "virtual empire." I don't much
like the name, but his description is helpful. It fails, in fact, to
anticipate the highhandedness of the Bush administration these last
months, but it captures what I have called the "natural" mode of
American hegemony. The virtual empire, he argues, maintains its
preeminence "with more than a degree of courtesy for the rest of the
international order." Allies are treated with the respect due to
sovereign states. Former enemies (like Russia after 1989) are
invited and helped to become new friends. The rulers of the virtual
empire can be harsh in defending their interests but, at the same
time, their policies are "open to argument and persuasion" from
foreign states, and corporations, and interest groups of many
different kinds. Virtual empire "is a new beast," Walker concludes,
"the like of which the world has not seen before." Whatever we call
the beast, we had better recognize its newness. The confident claim
that we are in full intellectual control, that all we have to do is
apply Lenin's theory of imperialism (which we all know by
heart)-that is an invitation to political failure.
Michael
Walzer is co-editor of Dissent.
See
more articles at dissentmagazine.org
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